Resources

Learn

Practical guides to the documentation workflows that run UK financial advice firms. Written for paraplanners, IFAs, and compliance teams.

Fact Finds for UK Financial Advisers: The Complete Guide

What a fact find captures, how long one takes to complete, and where the process breaks down for UK IFAs and paraplanners.

Read guide

Client Onboarding in UK Wealth Management: Why 12 Weeks Is Normal

Client onboarding in UK wealth management takes 4 to 12 weeks. Here is where the time goes, what the real cost is, and why most of the delay is avoidable.

Read guide

Suitability Reports: What the FCA Expects and Where UK Firms Struggle

What the FCA requires under COBS 9, where firms get tripped up, and how the process works in practice for UK IFAs and paraplanners.

Read guide

Consumer Duty Evidence: What Counts, What Does Not, and How UK Firms Track It

Most UK advice firms still track Consumer Duty evidence in spreadsheets. Here is what the FCA expects, what evidence looks like in practice, and where firms fall short.

Read guide