For Compliance and T&C Leads
Every answer. Cited to source. Every gap. Flagged.
Every extracted fact, every recommendation links back to the exact page and paragraph of origin. Built for Consumer Duty. Built for file checks. Built for auditors who ask hard questions.
Built for FCA-regulated advice. Every output citable. Human review built in.
What compliance officers see in the file
Client said “around £737k” in the meeting. Statement shows £712,400 — route to human review before the file moves on.
Does this sound like your week?
- File checks: half the evidence is in email, half in SharePoint, half in the adviser’s head.
- Consumer Duty evidence is still a spreadsheet.
- Someone in the firm is using ChatGPT on client files. You are pretending not to know.
- When an auditor asks for the source behind a recommendation, the trail is still a scramble.
What Chunkbase does for compliance officers
Primary for this seat
File-check evidence packs
Assembled in minutes. Every recommendation traced to the document, page, and paragraph.
Consumer Duty outcome tracking
Outcomes linked to source evidence automatically. No spreadsheets.
AI governance
One approved platform. Audit logs. PII controls. Full traceability. Replace uncontrolled AI.
Consumer Duty raised the bar on evidence. Most firms we talk to still meet the standard with spreadsheets, shared drives, and good intentions.
The 2026 Benchmark is measuring how firms handle evidence assembly, file checks, and AI governance in practice.
Help shape the benchmark →Designed for regulated data from day one
UK cloud infrastructure
Processing runs on UK-based cloud infrastructure.
Encryption
Data encrypted in transit and at rest.
Access controls
Role-based access. Firm-level permissions.
Data retention
Configurable data retention.
Training opt-out
Client data never used to train AI models. Non-negotiable.
Transparency, not “trust us”
Model transparency
We tell you which models we use and where they run.
Audit logging
Every query, output, and user action logged and exportable.
Human review by design
No output reaches a client file without human approval.
Before and after Chunkbase
File check
6 folders. Cross-reference. Build the pack by hand. 2 to 4 hours per file.
Request the pack. Recommendations traced to source. Gaps flagged.
Consumer Duty evidence
Spreadsheet. Chase advisers. Hope the audit does not arrive before you are ready.
Evidence linked to outcomes by default. Always audit-ready.
AI governance
No visibility. No controls.
One platform. Audit logs. Every query and output tracked.
Questions compliance officers ask us
Help shape the workflow your team actually needs.
Design partners get early, hands-on access and help shape what we build. You bring a real workflow; we adapt the product around how your firm actually works. No cost, no long contract, just regular feedback. We’re taking on a small number of UK wealth management firms.
